Setting up small networks, diagnostics and repair. Networked security systems, remote Access
US-FL-Deland (will consider relocating)
Senior Financial/Operations/Network Administrator Professional Trader-Strategic Planner-Systems Administrator-Compliance Officer-Business Development team leader
A motivated and experienced professional who has demonstrated success in increasing market share and net profitability in upstart and small/large brokerage firms, with over 18 years of business background in the financial, corporate field. Posses an experienced background in all areas of debt/equity operations, including market-making and electronic communications network with insight as to trading platform integration.
Team Leadership & coordination Banking-Financial Management Training-Motivating-Lending Organizing-Planning-Operations Market Organizational Expertise Troubleshooting-Resolving Information Systems Analysis Research Analysis Evaluation Consulting Client Relations
Present Personal Computer/Networking 2003 Berry Consulting/Networking Deland, Florida Setting up small networks, diagnostics and repair. Networked security systems, remote Access. Installation and maintenance including POS operations. All levels of PC and server operations.
2006 Treasury Officer/Ops Manager/Network Administrator 2006 Florida Gourmet Foods Inc. Deland, Florida As operations manager, I oversaw all financial and business transactions with Distributor/wholesaler and retailers. This would include receiving, processing and logistical fulfillment of product. This role also included payroll, accounts payable/receivable and end of day deposit settlements. In addition to this role, I was responsible for all aspects of network configuration/backup/functionality/web site maintenance, design and creation of graphic content for commercial distribution.
2003 Chief Technology Officer/Compliance Officer/EVP Trading OPS. 2000 Park Financial Group Inc. Winter Park, Florida Created and implemented LAN network, responsible for all computer operations and trading systems. Managed all migrations to current operating systems, e-mail and data archives. Personally handled all compliance operations; staff, written and verbal communications with all regulatory bodies (NASD, SEC, and State of Florida).
2000 Vice President of Trading Operation 1999 Trading Division-ECN/ATS Globe Net Securities Inc. Winter Park, Florida Created and implemented a trading team to execute and transact in the first internet-based Electronic Order Book for OTC Bulletin Board and Small-Cap securities. Responsible for developing all trading procedures in order execution, routing, and handling through multiple execution platforms. Including NASDAQ Workstation II, ACES-advanced computerized execution system, Autex, Trade Route, and Globe Net`s internal Order Management System
1999 Trading Liaison/Trader 1995 Orlando Trade Support Division Retail Investment-RCS Charles Schwab & Co. Orlando, Florida Trade Liaison for all trading activities between multiple departments: option/bonds/equities, and all support service teams. Specialist in market mechanics, trading activities and implementation procedures. Oversee multiple teams of brokers/Managers to maintain firm`s risk exposure.Responsible for error resolution, "trade busts- and all trade reporting activities, including quarterly reports to senior management.
1995 Debt/Equity/Options Trader 1993 Brown and Company Inc. Orlando, Florida Trading of Money/Pension manager, and individual accounts in the areas of stock, bond and options. Trading varied throughout all major exchanges and multiple third market makers. Heavy option trading utilizing such techniques as: spread, straddles buy-rights, unwinds, and Multiple synthetics. Extensive technical chart/Graph analysis.
1993 Financial Analyst 1989 Pan American World Airways Flight Academy Miami, Florida Worked in coordination with Director and Manager of Administration in areas of asset costing, allocation, budgeting, and payroll and scheduling of personnel and equipment. Team leader-time and motion studies of Flight training programs. In conjunction with my duties in Administration, I was also an Emergency Evacuation Instructor at the academy. I taught Emergency evacuation and CPR instruction at both Pan American World Airways and Air Canada. Education: Microsoft Certified System Engineer Program Graduate University of Phoenix, Orlando Florida Certified Financial Planner Program Graduate University of Central Florida Orlando, Florida Post Bachelor Course work toward Master's of Business Administration University of Central Florida, Bachelors of Business Administration in Finance Florida International University Miami, Florida Licenses: Series 24 Principal General Securities Series 55 OTC Trader Series 8 General Securities Supervisor (Series 9/10) Series 7 General Securities Series 6 Mutual Fund and Variable/Fixed Annuity Series 63 Multi-State Blue Sky: Currently all 50 States State of Florida Life/Health/Variable Annuity Personal: CPR Instructor rated A and C Purple Belt-Okinawa Kempo Karate Weightlifting Green Belt-Shorin-Ryu Karate Nominated for Employee of the month by Team members: for July 1999. Recipient of VIP award for the Employee of the Month in Active Trader Division.
Professional and Industry Related Experience: Involved in a client related negotiation of (5-100 million $) Hedge trade of Dollar to Crowner of Collateral Mortgage Obligations (CMO). Also was involved in Company negotiations for restricted 144 shares, (3-4 million) for a Las Vegas Information Company. Worked with CEO of Water processing company in Canada to get listed on OTC market.
Implementation and marketing of Internet based ECN electronic communication network for the Bulletin Board and Small-Cap OTC market at Globe Net Securities Corp. Directed 37 employees at Globe Net Securities. Solely responsible for the creation, implementation and retention of Globe Net`s trading division. All trading room procedures and policies were written and performed under my supervision this included hiring of 31 brokers, and getting them licensed as series 55 OTC traders. These traders were then divided into teams, where they were trained in OTC trade procedures and Globe Net`s electronic order book system.
Oversaw office expansion for Park Financial Group Inc. This was a move from 3,000 sq. ft. in Orlando, to a new office in Winter Park, which was 10,000 sq. ft. In this new office, I created a trading room with 3 NASDAQ level 3 trading computers and a fully networked Land Area Network (LAN) Data throughput configuration was increased from 3 commercial DSL`s to a 1.5 t1 piped LAN, which was fully fire walled and server configured.
During an expansion at Globe Net Securities (ECN), my responsibilities included the layout and design of the trading and support floor. This comprised of determining location/position of all employees, computer systems, and offices. This move was from a 10,000 sq. ft. space in Winter Park to a 55,000 sq. ft. 2 floor in Altamonte Springs.
As the only member of senior management at Globe Net securities, with market-making and trade systems background, I worked closely with the programmers to incorporate back-office and execution requirements to the ECN system. I have worked with numerous technology officers to develop connection applications to send/receive all levels of trade information
Planned, organized, and implemented entire trade division to handle electronic trade execution for the NASDAQ bulletin-board securities. Wrote the entire compliance manual for the trading division and employee handbook for the human resource department for Globe Net Securities.
As the compliance officer, was responsible for the maintenance of all documentation at Park Financial Group Inc. All brokerage operations were reviewed/ signed off and solely I distributed the issuance of trade/account authority to all employees. Utilized server database files for all regulatory activities on customer account, employees and outside trading firms. Handled all trade negotiations at Park Financial Group Inc. This included trade disputes, errors, executions and restriction violations. Through the use of multiple trade interfaces and platforms, I was able to incorporate a -payment for order flow- system that increased our trade executions by 500%.
One of my main duties at Park Financial Group Inc. was to maintain/support/upgrade all areas of the (LAN) land area network. This consisted of fire walling the servers, preventing unauthorized access, restricting access to non-business related websites, prevention of computer viruses, and the collection and storage of all electronic media.